GWSI
SURGENT McCOY'S GUIDE TO WALL STREET INVESTMENTS
AND THEIR NEW TAX IMPLICATIONS
The purpose of this course is to provide financial services professionals with a thorough knowledge of the investment and tax aspects of products marketed by Wall Street. This course will enable practitioners to help clients achieve their goals of wealth accumulation and financial security.
Major topics include:
- Various Wall Street markets and relevant transaction regulations
- Common and preferred stock: buying and selling, new tax aspects of dividends, tax problems with leverage; understanding the kinds of risk, types of stock and investment strategies, tax issues of foreign stocks and ADR certificates
- Analysis of a stock investment
- Bonds and debt securities: risks, municipal and corporate bonds, inflation bonds, stock treated as bonds for tax purposes
- Derivatives: warrants, puts and calls, stock options, future contracts, tax aspects of derivatives
- Funds: mutual funds, ETFs, annuities, REITs and REMICs, including tax considerations
- Information: identifying the sources and how to use them
- Investment advisor issues
- Risk measures, valuation and strategies
Level
of knowledge: Update
Live
Seminar Schedule | Self-Study
Pricing and Credit Information
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